risk

Working with the Bank of England's senior managers regime

As of March, the new Senior Managers Regime (SMR), designed to improve individual accountability in the banking and finance sector, is in full effect within the UK.

Posted on: 31 May, 2016

AIFMs warned on manco risk

Firms launching AIFMD (Alternative Investment Fund Managers Directive) management companies or “mancos” have been warned their limited balance sheets could expose them to serious risks should there be a compliance failing or litigation proceedings

Posted on: 08 Sep, 2014
Posted in: Regulation
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