regulation

A curious sermon from the Governor

A few weeks ago I was privileged to listen to a private presentation to a group of international bankers by a senior European regulator. I was struck by the force of his emphasis, not on the detail or purpose of formal regulation, but on the growing exasperation of regulators everywhere with the unceasing ability of the banking industry to produce bad people and embarrassing scandals.

Regulatory Reporting: Considerations for Seamless Filings

A paper by Viteos Fund Services on the Global Regulatory Environment.

Posted on: 08 May, 2014
Posted in: White Papers

LEI numbers jump as Europe wakes up to trade reporting

Trade reporting has been live in Europe for two weeks now. There have been reported issues with market preparedness for the mandate, as well as stories emerging about the readiness of the trade repositories themselves.

Posted on: 26 Feb, 2014
Posted in: Regulation

LEI numbers indicate trade reporting problems

The trade reporting mandate is up and running now in Europe. The 12 February 2014 deadline is upon us, so all OTC and ETD transactions will require reporting to a trade repository henceforth.

Posted on: 12 Feb, 2014
Posted in: Regulation

Corporate Governance and the Non-Executive Fund Director: The Train Has Left the Station

Philip Craig, Principal of Craig Fund Consultancy, on how the alternative investment industry is moving in one direction - towards increasing regulation and 

Posted on: 13 Mar, 2013
Posted in: White Papers

Hedge funds need at least $250 million AuM to break-even, according to Citi Prime Finance survey

Hedge fund managers need to run between $250 million and $375 million AuM to enable their management fee to adequately cover the costs of support personnel and third party expenses, according to Citi Prime Finance’s 2012

Posted on: 12 Dec, 2012
Posted in: Prime Brokerage

Israeli hedge fund industry enjoys massive growth

The once non-existent Israeli hedge fund industry has grown by almost 162% since 2007 following deregulation and amendments to the country’s stringent securities and tax laws, a new survey shows.

Posted on: 26 Jul, 2012

South Korean regulators won't ease hedge fund restrictions anytime soon, says expert

South Korean regulators are unlikely to liberalise the country’s restrictive rules facing hedge fund managers anytime soon, a regional expert has said.

Posted on: 23 Jul, 2012

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