An alarming number of alternative investment fund managers (AIFMs) had wrongly assumed they could market through the Alternative Investment Fund Managers Directive's (AIFMD) national private placement regimes and passport to organisations and hig
The Commodity Futures Trading Commission’s (CFTC) decision to harmonise its rules governing advertising and general solicitation at alternative investment fund managers with those of the Securities and Exchange Commission (SEC) will have a limited
Private equity fees are among the fairest in the asset management industry and wholly transparent, and it is unlikely the Securities and Exchange Commission (SEC) will find any transgressions with the fee struct
Fifty-nine per-cent of institutional investors have said their funds have either failed or partially lived up to their expectations over the last 10 years, according to research conducted by Aquila Capital, the €7 billion Germany-based alternative
The Securities and Exchange Commission (SEC) will rigorously scrutinise the internal workings and compliance standards at private funds taking advantage of the liberalised marketing and advertising rules as mandated under the JOBS Act.