governance

Thinking About MAR at a Practical Level

The Market Abuse Regulation (MAR), which took effect on 3 July 2016, introduces harmonised measures across the European Union’s member states.

Posted on: 22 Jul, 2016
Posted in: Buy-Side Features

FSA will claim scalps following its "Dear CEO" letter, warns investor

The UK Financial Services Authority (FSA) is likely to claim several scalps in the asset management industry following its “Dear CEO” letter last month, a senior operational due diligence expert warned, speaking under Chatham House Rules at a hed

Posted on: 06 Dec, 2012
Subscribe to governance