Alternative investors: preparing for the unknown entity

23 Dec, 2014

Mark Davies, General Manager of Avox, a wholly owned subsidiary of DTCC, discusses the long-term considerations firms must make in managing their legal entity data to meet AIFMD reporting requirements.

Global regulators need to standardise tax reporting mechanisms

Global regulators need to standardise the mechanisms by which financial institutions exchange tax information on their clients amid concern the number of tax information exchange agreements between various countries is spiraling out of control.

Posted on: 08 Dec, 2014
Posted in: Regulation

EC urges industry solution on UTI challenges

The European Commission has said the financial industry - as opposed to regulatory bodies – is better placed to reach an agreement over which counterparty develops the Unique Trade Identifiers (UTI), the alphanumerical code designed to enable trad

Posted on: 01 Dec, 2014
Posted in: Regulation

Asset owners taking holistic approach to collateral management

Asset owners are increasingly taking a holistic approach to their collateral management processes as a result of their growing retreat from securities lending coupled with the migration of over-the-counter (OTC) derivatives instruments into centra

Posted on: 29 Oct, 2014
Posted in: Investors

TriOptima unveils product to assist firms in pairing of reported OTC instruments under EMIR

TriOptima has announced that its triResolve service, a portfolio reconciliation tool, could help financial insti

Posted on: 24 Oct, 2014
Posted in: Regulation

DTCC urges greater collaboration on cyber-crime threats

A white paper published by the Depository Trust & Clearing Corporation (DTCC) has urged regulators and financial institutions to collaborate more on the increasing threats posed by cyber-crime.

Posted on: 23 Oct, 2014
Posted in: Technology

FICC seeks regulatory approval to offer clearing in tri-party repo market

The Fixed Income Clearing Corporation (FICC) is seeking regulatory approval from the Securities and Exchange Commission (SEC) and Federal Reserve to provide centralised clearing for the $1.6 trillion institutional tri-party repo market.

Posted on: 15 Oct, 2014
Posted in: Regulation

Financial institutions warned on cyber-insurance

Financial institutions must ensure they have adequate cyber-insurance to deal with the aftermath of any cyber-breach.

Posted on: 08 Oct, 2014
Posted in: Technology

Collateral squeeze unlikely to materialise

The so-called collateral shortfall is unlikely to be as severe as some market participants initially believed although obtaining high-grade eligible collateral to post as initial and variation margin to central counterparty clearing houses (CCPs)

Posted on: 06 Oct, 2014
Posted in: Operational Risk

Private equity must improve cyber security

Private equity managers need to up their ante on mitigating the risk of cyber-attacks following a number of high-profile cases and regulatory interest.

Posted on: 30 Sep, 2014
Posted in: Technology


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