Working with the Bank of England's senior managers regime

As of March, the new Senior Managers Regime (SMR), designed to improve individual accountability in the banking and finance sector, is in full effect within the UK.

Posted on: 31 May, 2016

Institutional investors increasingly launching operational platforms for hedge funds

An increasing number of institutional investors are building internal operational platforms or umbrella platforms for emerging portfolio managers to leverage upon.

Posted on: 14 Nov, 2014
Posted in: Investors

Trading and compliance issues under Rule 105 - December 2013

White paper by by Brian Daly of Schulte Roth & Zabel

Posted on: 06 Dec, 2013

E&Y survey highlights regulatory compliance challenges

Just 10% of European compliance personnel at asset managers have said they are likely to cope with incoming regulation, according to a survey by Ernst & Young (E&Y).

Posted on: 11 Feb, 2013
Posted in: Regulation

Non-US hedge funds behind curve on CFTC registration

A significant number of non-US hedge funds appear to be behind the curve with their preparations for CFTC registration, a leading US law firm has warned.

Posted on: 06 Jul, 2012

Hedge funds warned against moving to less regulated markets as extraterritoriality starts to bite

Increased extraterritoriality is closing the ability for alternative managers to decamp to less regulated jurisdictions to escape EU and US rules, The IMS Group has said.

Posted on: 05 Jul, 2012
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