Buy-Side Features

Transfer Agent Risk Monitoring – The 1st Three Years!

The European Commission’s Alternative Investment Fund Managers Directive, (‘AIFMD’), and Undertakings for Collective Investment in Transferable Securities (‘UCITS V’), were introduced, in part, to provide greater comfort to the investment world in

Posted on: 21 Apr, 2017

Post-trade: From the EEC to Here

This posting is the second article in a series being run by Thomas Murray Data Services. It focuses on the context in which the terms of Brexit will be...

Posted on: 14 Sep, 2016

Brexit and Post-Trade: First Thoughts and Questions

Thomas Murray wishes to share some preliminary thoughts concerning the United Kingdom’s decision to leave the European Union, as pertains to the financial industry’s post-trade services.

Posted on: 14 Sep, 2016
Posted in: Buy-Side Features

Thinking About MAR at a Practical Level

The Market Abuse Regulation (MAR), which took effect on 3 July 2016, introduces harmonised measures across the European Union’s member states.

Posted on: 22 Jul, 2016
Posted in: Buy-Side Features

AltX hedge fund platform forms distribution partnership with Northern Trust

Hedge fund market intelligence platform AltX has evolved.

Posted on: 27 Jun, 2016

Getting your cyber house in order

The issue of cybersecurity, and the rising, fast-evolving threat of cyber attacks, is high on the agenda for many private equity and real estate managers.

Posted on: 20 Jun, 2016

Working with the Bank of England's senior managers regime

As of March, the new Senior Managers Regime (SMR), designed to improve individual accountability in the banking and finance sector, is in full effect within the UK.

Posted on: 31 May, 2016

Clearing for the buy-side

As the market in Europe prepares for the commencement of mandatory clearing, new clearing structures are being devised by CCPs (central counterparty clearinghouses) to make the process smoother, more cost efficient

Posted on: 26 May, 2016
Posted in: Buy-Side Features

Convergence data shows alternative industry growing but productivity faltering

Convergence Inc., the Connecticut-based data, analytics and surveillance platform for the alternative investment management industry, has published a summary of the insights it has derived f

Posted on: 09 May, 2016

The reverse inquiry marketplace

Three years ago, former asset manager and capital markets professional, Peter Hans launched a public platform for fund managers and RIAs hoping to be discovered by investors.

Posted on: 03 May, 2016

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