Headlines

The Integrity of Central Bank Payment Systems

Given its historic assessments of cash and settlement questions, Thomas Murray works closely with central banks in the field of payment systems.

Give Us Global Standards or Give Us Chaos – Open Letter to US Congressman McHenry

US Congressman Patrick McHenry recently sent a letter to Federal Reserve Chair Janet Yellen criticizing the Fed’s participation in setting global banking rules of conduct and asserting that...

Latest News

The Integrity of Central Bank Payment Systems

Given its historic assessments of cash and settlement questions, Thomas Murray works closely with central banks in the field of payment systems.

Post on: 24 Apr, 2017
Posted in: Feature

Give Us Global Standards or Give Us Chaos – Open Letter to US Congressman McHenry

US Congressman Patrick McHenry recently sent a letter to Federal Reserve Chair Janet Yellen criticizing the Fed’s participation in setting global banking rules of conduct and asserting that standards are agreed in opaque settings. But...

Post on: 24 Apr, 2017

Transfer Agent Risk Monitoring – The 1st Three Years!

The European Commission’s Alternative Investment Fund Managers Directive, (‘AIFMD’), and Undertakings for Collective Investment in Transferable Securities (‘UCITS V’), were introduced, in part, to provide greater comfort to the investment world...

Post on: 21 Apr, 2017

Post-trade: From the EEC to Here

This posting is the second article in a series being run by Thomas Murray Data Services. It focuses on the context in which the terms of Brexit will be...

Post on: 14 Sep, 2016

Challenges UK SMEs Face After Brexit

The UK voted to leave the EU in an historic referendum at the end of June, with huge consequences for everyone living and working in the country and the wider continent.

Post on: 14 Sep, 2016
Posted in: Feature, Opinions

Brexit and Post-Trade: First Thoughts and Questions

Thomas Murray wishes to share some preliminary thoughts concerning the United Kingdom’s decision to leave the European Union, as pertains to the financial industry’s post-trade services.

Post on: 14 Sep, 2016
Posted in: Buy-Side Features

New Manager Led Products – What Are They?

With the AIFMD having imposed stringent regulatory and supervisory standards over EU Fund Managers (AIFMs), regulators and others have questioned the need for similar levels of regulatory oversight over funds – particularly those servicing the needs...
Post on: 28 Jul, 2016
Posted in: Feature

Thinking About MAR at a Practical Level

The Market Abuse Regulation (MAR), which took effect on 3 July 2016, introduces harmonised measures across the European Union’s member states.

Post on: 22 Jul, 2016
Posted in: Buy-Side Features

Citi to exit hedge fund administration

Citi has announced it is to exit hedge fund administration amid lower than expected earnings.

Posted on: 19 Jan, 2015

Increase in synthetic PB and alternative financing as primes face squeeze

Basel III capital and leverage ratios are likely to facilitate a substantial increase in synthetic prime brokerage financing and alternative sources of hedge fund financing.

Posted on: 19 Dec, 2014
Posted in: Prime Brokerage

COOConnect interview with Mitsubishi UFJ Fund Services

Regulators and investors are demanding more data than ever before from fund managers.

Posted on: 11 Dec, 2014
Posted in: Operations

FCA scrutiny over outsourcing could be extended to insurers and pensions

Insurers and even pension funds could potentially face scrutiny from the UK’s Financial Conduct Authority (FCA) over their outsourcing arrangements in a manner not too dissimilar from the thematic review undertaken against asset managers.

Posted on: 11 Dec, 2014
Posted in: Regulation

Global regulators need to standardise tax reporting mechanisms

Global regulators need to standardise the mechanisms by which financial institutions exchange tax information on their clients amid concern the number of tax information exchange agreements between various countries is spiraling out of control.

Posted on: 08 Dec, 2014
Posted in: Regulation

European regulators advise CCPs to review their TLAC processes

The European Commission and other global regulators are assessing the options by which to deal with the failure of a central counterparty clearing house (CCP).

Posted on: 04 Dec, 2014
Posted in: Operational Risk

Solvency II capital charges should be lowered

European regulators should lower the Solvency II capital charges for insurers investing into hedge funds just as they did for private equity, it has been argued.

Posted on: 03 Dec, 2014
Posted in: Regulation

Pages

Subscribe to COOConnect RSS